Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Francis Weil | 461585 | 3 | 08/10/1993 | Customer Dispute | Settled | $497,000.00 | $0.00 | See FINRA Report |
| Christopher Francis Weil | 461585 | 3 | 02/11/1993 | Customer Dispute | Award / Judgment | $152,000.00 | $66,440.00 | See FINRA Report |
| Christopher Francis Weil | 461585 | 3 | 01/15/1993 | Customer Dispute | Settled | $89,680.00 | $0.00 | See FINRA Report |
| Laura Theresa Sword | 1370406 | 1 | 11/25/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |