Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Wade Romhilt | 4435504 | 1 | 03/03/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Megan Sclafani Vacca | 4857695 | 1 | 02/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jack Barry Petersen | 2380594 | 1 | 07/19/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |