Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cathay Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Antonio Zagotti | 2534369 | 1 | 09/08/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |