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FINRA Broker Disclosures for Directed Services LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Directed Services LLC. Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Wendy Ann Hartz5371245203/22/2021FinancialFinal$0.00$0.00See FINRA Report
Wendy Ann Hartz5371245208/15/2016Judgment / Lien$0.00$0.00See FINRA Report
Eugene William Burson5885197205/20/2014Judgment / Lien$0.00$0.00See FINRA Report
Eugene William Burson5885197206/12/2012Judgment / Lien$0.00$0.00See FINRA Report
Angela Lea Ellis5969191111/18/2001CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael McKim6140514109/25/1996CriminalFinal Disposition$0.00$0.00See FINRA Report

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