Our Staff has compiled our research into a database of FINRA Broker Disclosures for Prudential Annuities Distributors, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick McCarthy | 2032477 | 1 | 07/18/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Robert Thompson | 6820284 | 1 | 08/26/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roger Anthony Day | 2180193 | 1 | 10/18/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |