Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dominion Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Traviss King | 5753296 | 5 | 06/24/2019 | Customer Dispute | Settled | $23,605.00 | $0.00 | See FINRA Report |
| Joyce Lynell Briskin | 708049 | 2 | 03/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Windle Harper | 2485864 | 7 | 02/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Martin Werr | 2376757 | 2 | 01/11/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Traviss King | 5753296 | 5 | 08/20/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Windle Harper | 2485864 | 7 | 03/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Windle Harper | 2485864 | 7 | 03/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Lynn Havard | 2070672 | 3 | 12/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Traviss King | 5753296 | 5 | 06/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Dean Bradford | 3189397 | 2 | 09/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |