Our Staff has compiled our research into a database of FINRA Broker Disclosures for Middlegate Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Jean Embree | 7640041 | 1 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Spindel | 708042 | 1 | 05/23/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Herbert Kurtz | 874360 | 1 | 01/11/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |