Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oakwood Capital Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alan Strommen | 863085 | 6 | 05/07/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Colich | 1336351 | 1 | 08/20/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Nolan Cashman | 1780338 | 5 | 07/01/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Joseph Haberman | 1273944 | 3 | 02/06/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Joseph Haberman | 1273944 | 3 | 08/19/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Joseph Haberman | 1273944 | 3 | 03/27/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Orville Nicholas Lonneman | 312468 | 1 | 06/16/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |