Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oakwood Capital Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Thomas French | 1274357 | 1 | 03/02/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Boston Ryan Prachyl | 6674692 | 1 | 09/02/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Nolan Cashman | 1780338 | 5 | 04/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Nolan Cashman | 1780338 | 5 | 04/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Alan Strommen | 863085 | 6 | 02/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Strommen | 863085 | 6 | 01/22/2010 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Robert Alan Strommen | 863085 | 6 | 12/30/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Alan Strommen | 863085 | 6 | 07/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Troy von Narum | 2579585 | 2 | 06/30/2009 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| Gerrit L Juffer | 1655755 | 1 | 05/06/2008 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |