Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oakwood Capital Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alan Strommen | 863085 | 6 | 05/07/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Colich | 1336351 | 1 | 08/20/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |