Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Traviss King | 5753296 | 5 | 06/24/2019 | Customer Dispute | Settled | $23,605.00 | $0.00 | See FINRA Report |
| Mark Thomas Lamkin | 2121510 | 4 | 05/28/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Joseph Prusko | 843815 | 5 | 04/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joyce Lynell Briskin | 708049 | 2 | 03/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melanie Ann Karnavas | 4451767 | 2 | 03/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bart James Bohrer | 4315654 | 5 | 03/04/2019 | Customer Dispute | Settled | $445,000.00 | $0.00 | See FINRA Report |
| Jason Windle Harper | 2485864 | 7 | 02/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Martin Werr | 2376757 | 2 | 01/11/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Scott Obradovich | 1261999 | 1 | 11/29/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phillip Richard Anton | 1025842 | 2 | 11/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |