Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwayne Kent Calton | 501638 | 2 | 08/02/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Kozlowski | 839901 | 1 | 01/01/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Patrick Vilker | 454764 | 1 | 08/08/1984 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James Ragan McCarter | 500307 | 4 | 07/28/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Archester L Neil | 1331150 | 2 | 01/10/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Ragan McCarter | 500307 | 4 | 01/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eddie Allen White | 1547526 | 2 | 07/02/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alfonso Victor Correa | 2253501 | 1 | 01/01/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lester Jacob Sack | 5247160 | 1 | 08/20/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Archester L Neil | 1331150 | 2 | 04/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |