Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Edward Scott | 1636317 | 5 | 03/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Edward Scott | 1636317 | 5 | 03/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bart James Bohrer | 4315654 | 5 | 03/05/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Melanie Ann Karnavas | 4451767 | 2 | 02/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Alan Seeherman | 1131557 | 3 | 02/11/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Bart James Bohrer | 4315654 | 5 | 01/29/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Brian William Mohan | 1549373 | 2 | 01/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bart James Bohrer | 4315654 | 5 | 10/28/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Edward Olinde | 3063204 | 2 | 10/08/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Ragan McCarter | 500307 | 4 | 10/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |