Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Siamak Eghlidi | 1596968 | 1 | 05/04/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Danny Harold Armstrong | 2218957 | 1 | 04/10/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dane Dulaney Fulmer | 500085 | 6 | 04/07/2000 | Customer Dispute | Settled | $53,700.00 | $0.00 | See FINRA Report |
| Christopher Thomas Mayes | 717727 | 3 | 03/03/2000 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Rix Carlton Smith | 1061442 | 2 | 11/16/1999 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Dane Dulaney Fulmer | 500085 | 6 | 10/25/1999 | Customer Dispute | Award / Judgment | $200,000.00 | $52,000.00 | See FINRA Report |
| William Thomas Payne | 2294559 | 2 | 08/26/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| M F Long | 1778299 | 16 | 07/01/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Stuart Myers | 726436 | 2 | 04/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dane Dulaney Fulmer | 500085 | 6 | 01/27/1999 | Customer Dispute | Settled | $6,437.00 | $0.00 | See FINRA Report |