Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Anthony Williams | 4453176 | 1 | 02/26/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nigel John Bowman | 2022439 | 1 | 02/05/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Stanley Brister | 30834 | 1 | 11/06/2003 | Customer Dispute | Closed-No Action | $277,706.00 | $0.00 | See FINRA Report |
| Becky Sue Lynch | 1899295 | 5 | 04/29/2003 | Customer Dispute | Closed-No Action | $110,000.00 | $0.00 | See FINRA Report |
| Kenneth Foster Haelsig | 2164784 | 4 | 01/10/2003 | Customer Dispute | Settled | $16,357.00 | $0.00 | See FINRA Report |
| Bruce Scott Gentilella | 1402340 | 1 | 11/27/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Foster Haelsig | 2164784 | 4 | 09/24/2002 | Customer Dispute | Settled | $283,000.00 | $0.00 | See FINRA Report |
| John Jay John | 1785564 | 4 | 09/11/2002 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Kenneth Foster Haelsig | 2164784 | 4 | 08/27/2002 | Customer Dispute | Award / Judgment | $583,905.00 | $125,000.00 | See FINRA Report |
| Gary Allen Graham | 2111230 | 4 | 06/03/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |