Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Allen Kerher | 1012967 | 3 | 09/06/2011 | Customer Dispute | Final | $75,000.00 | $220,556.00 | See FINRA Report |
| Ralph Robert Burzynski | 2999602 | 4 | 08/12/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven W Shirley | 3233105 | 3 | 07/18/2011 | Customer Dispute | Closed-No Action | $125,000.00 | $0.00 | See FINRA Report |
| Nicolas Shane Toadvine | 3260858 | 12 | 07/05/2011 | Customer Dispute | Settled | $261,272.00 | $0.00 | See FINRA Report |
| Gerald E Shaw | 1305370 | 4 | 05/27/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| M F Long | 1778299 | 16 | 04/07/2011 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| David Bao Vo | 2610030 | 1 | 03/23/2011 | Customer Dispute | Settled | $52,749.00 | $0.00 | See FINRA Report |
| Janeen Dulcinea Ingram | 3159867 | 2 | 02/18/2011 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Frank Charles Parlato | 3201430 | 3 | 01/19/2011 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Timothy Wayne Greer | 731658 | 1 | 01/07/2011 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |