Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurie Ann Braulick | 1568481 | 5 | 04/05/2012 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Laurie Ann Braulick | 1568481 | 5 | 04/05/2012 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Laurie Ann Braulick | 1568481 | 5 | 04/05/2012 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Alvin Strahm | 2017303 | 2 | 03/30/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Alvin Strahm | 2017303 | 2 | 03/30/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ralph Robert Burzynski | 2999602 | 4 | 03/27/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laurie Ann Braulick | 1568481 | 5 | 02/15/2012 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Jay John | 1785564 | 4 | 01/18/2012 | Customer Dispute | Closed-No Action | $13,073.70 | $0.00 | See FINRA Report |
| Nicolas Shane Toadvine | 3260858 | 12 | 12/27/2011 | Customer Dispute | Settled | $265,000.00 | $0.00 | See FINRA Report |
| Frank Marion Currie | 1207937 | 5 | 10/07/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |