Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Windle Harper | 2485864 | 7 | 04/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Traviss King | 5753296 | 5 | 04/11/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Thomas Huckaba | 2667682 | 1 | 04/07/2016 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Gary Allen Graham | 2111230 | 4 | 03/25/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Russell Reven | 1507111 | 1 | 03/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Teresa Marie Oclair | 2722808 | 4 | 02/09/2016 | Customer Dispute | Closed-No Action | $53,207.00 | $0.00 | See FINRA Report |
| Kyle Eugene Bryan | 33905 | 5 | 02/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle Eugene Bryan | 33905 | 5 | 02/05/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dean Bradford | 3189397 | 2 | 12/15/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Ragan McCarter | 500307 | 4 | 12/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |