Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric J Negron | 5378359 | 6 | 10/24/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 10/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| M F Long | 1778299 | 16 | 10/04/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Bradford | 3189397 | 2 | 09/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael J Spears | 4501523 | 3 | 08/19/2016 | Customer Dispute | Settled | $1,667,000.00 | $0.00 | See FINRA Report |
| Donald Eugene Wilson | 7049977 | 1 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Marie Oldham | 4092970 | 1 | 07/20/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amy Lynn Colton | 5966664 | 14 | 07/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Earle Blanke | 1486109 | 2 | 05/13/2016 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |
| Gary Allen Graham | 2111230 | 4 | 05/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |