Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Lynn Colton | 5966664 | 14 | 02/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 02/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| M F Long | 1778299 | 16 | 01/20/2017 | Customer Dispute | Settled | $149,201.00 | $0.00 | See FINRA Report |
| Ledora Barlow White | 6520194 | 1 | 01/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phillip Richard Anton | 1025842 | 2 | 12/09/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| M F Long | 1778299 | 16 | 11/11/2016 | Customer Dispute | Closed-No Action | $838,389.00 | $0.00 | See FINRA Report |
| Steven W Shirley | 3233105 | 3 | 11/10/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jerome Joseph Prusko | 843815 | 5 | 11/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Emerson Hendrix | 6063370 | 1 | 10/29/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| M F Long | 1778299 | 16 | 10/27/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |