Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| M F Long | 1778299 | 16 | 07/17/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Myra Ann Tucker | 812515 | 2 | 02/11/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kris Brannon Lloyd | 842035 | 1 | 03/14/1996 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dennis Todd Witthoeft | 1631137 | 2 | 01/30/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joyce Lynell Briskin | 708049 | 2 | 09/29/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Woody Bernard Margozewitz | 1722053 | 6 | 10/01/1992 | Customer Dispute | Settled | $187,000.00 | $0.00 | See FINRA Report |
| Woody Bernard Margozewitz | 1722053 | 6 | 11/25/1991 | Customer Dispute | Settled | $17,500.00 | $0.00 | See FINRA Report |
| John Patrick Vilker | 454764 | 1 | 08/08/1984 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |