Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| M F Long | 1778299 | 16 | 11/19/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Klaus Dieter Miodov | 1591145 | 1 | 11/09/2015 | Customer Dispute | Settled | $2,160,500.00 | $0.00 | See FINRA Report |
| Teresa Marie Oclair | 2722808 | 4 | 11/09/2015 | Customer Dispute | Settled | $2,160,500.00 | $0.00 | See FINRA Report |
| Steven Earle Blanke | 1486109 | 2 | 05/11/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| M F Long | 1778299 | 16 | 05/07/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Nicolas Shane Toadvine | 3260858 | 12 | 05/19/2014 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |
| Nicolas Shane Toadvine | 3260858 | 12 | 05/12/2014 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Marc A Alvis | 5391298 | 1 | 04/07/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Robert Martin Werr | 2376757 | 2 | 09/11/2013 | Customer Dispute | Settled | $9,538.71 | $0.00 | See FINRA Report |
| Mikiel Ray Featherston | 1885948 | 1 | 08/12/2013 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |