Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Allen Graham | 2111230 | 4 | 03/25/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Reid Richardson | 1006146 | 1 | 09/03/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Todd Witthoeft | 1631137 | 2 | 10/02/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Layton Hepworth | 709274 | 1 | 12/11/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Carter Vaughan | 2449905 | 1 | 11/26/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Thomas Payne | 2294559 | 2 | 11/26/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Garrett Hanby | 4415096 | 1 | 07/14/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Roy Clark | 1541423 | 1 | 05/29/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Woody Bernard Margozewitz | 1722053 | 6 | 04/04/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin James Marsh | 2006082 | 4 | 01/10/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |