Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Lynn Colton | 5966664 | 14 | 10/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 05/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Andrew Harris | 728875 | 1 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 03/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 02/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 02/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 02/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 10/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Bradford | 3189397 | 2 | 09/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |