Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Siamak Eghlidi | 1596968 | 1 | 05/04/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tony Anthony Hodge | 2141092 | 3 | 01/31/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Marion Currie | 1207937 | 5 | 10/07/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eddie Allen White | 1547526 | 2 | 09/01/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Kozlowski | 839901 | 1 | 01/01/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |