Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Alvin Strahm | 2017303 | 2 | 03/30/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daryl Anthony Arnett | 4495175 | 1 | 08/02/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Bruce Williams | 828968 | 4 | 12/21/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerome Emmett Pinckney | 1567053 | 2 | 10/12/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerome Emmett Pinckney | 1567053 | 2 | 10/12/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Becky Sue Lynch | 1899295 | 5 | 02/07/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles William Bell | 1582400 | 1 | 03/05/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Anthony Williams | 4453176 | 1 | 02/26/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Lieu | 2591168 | 4 | 04/19/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Thomas Lamkin | 2121510 | 4 | 12/18/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |