Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Olinde | 3063204 | 2 | 05/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brenda Marie Oldham | 4092970 | 1 | 07/20/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Dean Bradford | 3189397 | 2 | 12/15/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Becky Sue Lynch | 1899295 | 5 | 05/28/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Becky Sue Lynch | 1899295 | 5 | 05/28/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Charles Vourlas | 4433072 | 1 | 03/26/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Jerome Prusko | 4336715 | 2 | 10/02/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tommy N Thomas | 2842171 | 1 | 08/09/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Edmund Morette | 339775 | 1 | 05/22/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Alvin Strahm | 2017303 | 2 | 03/30/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |