Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Lieu | 2591168 | 4 | 08/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Lieu | 2591168 | 4 | 01/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Allen Kerher | 1012967 | 3 | 12/13/2005 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Christopher Raymond Peitz | 2050559 | 5 | 08/19/2005 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Nigel John Bowman | 2022439 | 1 | 02/05/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dane Dulaney Fulmer | 500085 | 6 | 07/06/2000 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Joseph Stuart Myers | 726436 | 2 | 04/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |