Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Cammayo | 2815760 | 1 | 06/15/2018 | Customer Dispute | Denied | $15,821.60 | $0.00 | See FINRA Report |
| M F Long | 1778299 | 16 | 05/29/2018 | Customer Dispute | Closed-No Action | $701,936.00 | $0.00 | See FINRA Report |
| Michael J Spears | 4501523 | 3 | 05/28/2018 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| James Anthony Petkoson | 2134056 | 1 | 05/07/2018 | Customer Dispute | Denied | $7,329.00 | $0.00 | See FINRA Report |
| Kevin Eugene Moore | 1594921 | 1 | 03/20/2018 | Customer Dispute | Denied | $28,167.00 | $0.00 | See FINRA Report |
| Michael J Spears | 4501523 | 3 | 12/26/2017 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Derek Jay Calton | 1192608 | 4 | 12/06/2017 | Customer Dispute | Settled | $17,500.00 | $0.00 | See FINRA Report |
| Teresa Marie Oclair | 2722808 | 4 | 06/01/2017 | Customer Dispute | Closed-No Action | $6,500.00 | $0.00 | See FINRA Report |
| M F Long | 1778299 | 16 | 03/27/2017 | Customer Dispute | Closed-No Action | $94,438.50 | $0.00 | See FINRA Report |
| M F Long | 1778299 | 16 | 01/20/2017 | Customer Dispute | Settled | $149,201.00 | $0.00 | See FINRA Report |