Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bart James Bohrer | 4315654 | 5 | 07/27/2020 | Customer Dispute | Award / Judgment | $489,682.00 | $578,846.00 | See FINRA Report |
| Patrick William Albrecht | 1437137 | 3 | 04/14/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bart James Bohrer | 4315654 | 5 | 03/05/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Bart James Bohrer | 4315654 | 5 | 01/29/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Bart James Bohrer | 4315654 | 5 | 10/28/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Richard Harter | 1448027 | 2 | 09/12/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Traviss King | 5753296 | 5 | 06/24/2019 | Customer Dispute | Settled | $23,605.00 | $0.00 | See FINRA Report |
| Bart James Bohrer | 4315654 | 5 | 03/04/2019 | Customer Dispute | Settled | $445,000.00 | $0.00 | See FINRA Report |
| Wesley Scott Wilt | 1346826 | 1 | 10/01/2018 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |
| Steven W Shirley | 3233105 | 3 | 07/12/2018 | Customer Dispute | Closed-No Action | $2,000,000.00 | $0.00 | See FINRA Report |