Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Commonwealth Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Norbert Alonzo Simmons | 1740163 | 6 | 01/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Norbert Alonzo Simmons | 1740163 | 6 | 10/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Norbert Alonzo Simmons | 1740163 | 6 | 08/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Norbert Alonzo Simmons | 1740163 | 6 | 03/16/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Norbert Alonzo Simmons | 1740163 | 6 | 01/29/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Norbert Alonzo Simmons | 1740163 | 6 | 09/18/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |