Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mallory Mattox van Leeuwen | 5202041 | 1 | 07/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason John Cohn | 4334960 | 2 | 06/25/2009 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Dennis Ross Oltorik | 2303275 | 3 | 01/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Kenneth Lessner | 2265668 | 1 | 11/04/2008 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| William Payne Adams Orr | 1984094 | 2 | 06/11/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Michael Burger | 35526 | 1 | 12/17/2007 | Customer Dispute | Denied | $69,233.00 | $0.00 | See FINRA Report |
| William Payne Adams Orr | 1984094 | 2 | 10/17/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Emmett Morris | 1887409 | 2 | 05/29/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Gail Thomas | 2038974 | 2 | 05/25/2006 | Customer Dispute | Denied | $23,230.00 | $0.00 | See FINRA Report |
| Michael Emmett Morris | 1887409 | 2 | 11/09/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |