Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Michael Burger | 35526 | 1 | 12/17/2007 | Customer Dispute | Denied | $69,233.00 | $0.00 | See FINRA Report |
| Melinda Gail Thomas | 2038974 | 2 | 05/25/2006 | Customer Dispute | Denied | $23,230.00 | $0.00 | See FINRA Report |
| Glen Michael Oconnor | 2499731 | 1 | 06/17/2003 | Customer Dispute | Denied | $5,311.00 | $0.00 | See FINRA Report |