Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Ross Oltorik | 2303275 | 3 | 10/16/2002 | Customer Dispute | Settled | $666,000.00 | $0.00 | See FINRA Report |
| Michael Charles Hulett | 2400340 | 1 | 12/17/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Sean Francis Oflaherty | 2162057 | 1 | 06/12/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Brooker Blanton | 1339840 | 1 | 08/01/1986 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |