Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl Willard Benedict | 1178319 | 2 | 01/08/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Marian Diann Cassidy | 4360528 | 1 | 12/23/2017 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Donald Troy Vieth | 5100754 | 2 | 10/18/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Angela Michelle Irvine | 5626218 | 1 | 09/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Andrew Herman | 2322605 | 1 | 07/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Jay Lazar | 3111805 | 3 | 03/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Jay Lazar | 3111805 | 3 | 03/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Juan Antonio Medina-Luna | 6918787 | 1 | 02/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Allen MacHtig | 1420080 | 5 | 01/11/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Eldon Tanner Driggs | 6724236 | 1 | 11/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |