Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lennard Cuno van Der Feltz | 4630091 | 5 | 05/25/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Aaron Pierce Sevigny | 4314368 | 3 | 05/05/2021 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |
Aaron Pierce Sevigny | 4314368 | 3 | 01/28/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Richard Eugene Wible | 3185799 | 5 | 08/31/2020 | Customer Dispute | Denied | $14,305.50 | $0.00 | See FINRA Report |
Kevin Blake Perlberg | 1424365 | 4 | 08/18/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Jamey Carl Graham | 4382537 | 3 | 08/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Xerxes Lawingco Nabong | 4942634 | 1 | 08/05/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Philip Michael Maliniak | 5268554 | 1 | 08/05/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Pamela Jo Maybury | 4334173 | 2 | 02/21/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Deborah Lynn Eggleston | 2369973 | 1 | 02/14/2020 | Customer Dispute | Settled | $206,926.00 | $0.00 | See FINRA Report |