Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffry Jon Fruchtenicht | 2111746 | 2 | 12/05/2001 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Randolph Stephen Moore | 1873374 | 6 | 11/07/2001 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| William M Schindler | 2297384 | 3 | 11/07/2001 | Customer Dispute | Denied | $12,059.40 | $0.00 | See FINRA Report |
| Randolph Stephen Moore | 1873374 | 6 | 11/05/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffry Jon Fruchtenicht | 2111746 | 2 | 10/02/2001 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Rodney Yutaka Nishikawa | 2133331 | 1 | 07/27/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James William Tausz | 442956 | 6 | 07/26/2001 | Customer Dispute | Closed-No Action | $7,923.00 | $0.00 | See FINRA Report |
| Darren Francis Schneck | 3056724 | 2 | 03/21/2001 | Customer Dispute | Denied | $20,781.00 | $0.00 | See FINRA Report |
| Kevin Blake Perlberg | 1424365 | 4 | 01/26/2001 | Customer Dispute | Settled | $10,168.50 | $0.00 | See FINRA Report |
| Eric Craig | 6753590 | 2 | 12/15/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |