Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Alan Biltz | 1032080 | 4 | 09/17/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Alphonse Perreault | 1754832 | 4 | 08/31/2007 | Customer Dispute | Denied | $16,500.00 | $0.00 | See FINRA Report |
| Aaron Brian Graham | 3167246 | 4 | 08/13/2007 | Customer Dispute | Settled | $257,238.00 | $0.00 | See FINRA Report |
| Scott Alan Biltz | 1032080 | 4 | 05/24/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Alphonse Perreault | 1754832 | 4 | 04/17/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Darren Francis Schneck | 3056724 | 2 | 12/13/2006 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Norbert Michael Witt | 1013032 | 5 | 02/28/2006 | Customer Dispute | Withdrawn | $5,017.00 | $0.00 | See FINRA Report |
| Gary Dwayne Lee | 1242630 | 1 | 01/23/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randolph Stephen Moore | 1873374 | 6 | 11/14/2005 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Marshall Reed Lohrenz | 4178635 | 1 | 10/18/2005 | Customer Dispute | Denied | $34,253.50 | $0.00 | See FINRA Report |