Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett Allen MacHtig | 1420080 | 5 | 12/16/2008 | Customer Dispute | Closed-No Action | $54,468.00 | $0.00 | See FINRA Report |
| Gregory Michael Davis | 1201207 | 1 | 10/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Alphonse Perreault | 1754832 | 4 | 10/07/2008 | Customer Dispute | Final | $38,000.00 | $0.00 | See FINRA Report |
| Scott Alan Biltz | 1032080 | 4 | 10/01/2008 | Customer Dispute | Denied | $9,100.00 | $0.00 | See FINRA Report |
| David Dean Hoefferle | 2784211 | 1 | 08/12/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel John Dewall | 4769345 | 1 | 07/29/2008 | Customer Dispute | Denied | $15,302.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Rogers | 2332472 | 1 | 01/10/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Krouse | 4892236 | 1 | 12/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Larry Story | 2574091 | 1 | 11/27/2007 | Customer Dispute | Settled | $518,000.00 | $0.00 | See FINRA Report |
| Lennard Cuno van Der Feltz | 4630091 | 5 | 11/19/2007 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |