Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard A Bailey | 1260597 | 10 | 07/29/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard A Bailey | 1260597 | 10 | 08/20/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard A Bailey | 1260597 | 10 | 12/01/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lawrence Huckin | 853863 | 1 | 12/09/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |