Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Eugene Wible | 3185799 | 5 | 05/24/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles B Lefkowitz | 305758 | 2 | 09/20/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Alan Biltz | 1032080 | 4 | 01/29/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paul Krouse | 4892236 | 1 | 12/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Alan Biltz | 1032080 | 4 | 05/24/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Halchak | 4604631 | 1 | 06/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |