Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Wesley McGehee | 2178651 | 1 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Agnes Carolyn Medina | 4270422 | 2 | 03/14/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Christopher Hall | 2577937 | 1 | 07/26/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Gotta | 1219917 | 4 | 07/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Richard Hemingway | 2945792 | 2 | 06/28/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tony Lee Adkison | 5860007 | 2 | 03/26/2012 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Tony Lee Adkison | 5860007 | 2 | 06/08/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Alphonse Perreault | 1754832 | 4 | 10/07/2008 | Customer Dispute | Final | $38,000.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Rogers | 2332472 | 1 | 01/10/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Dwayne Lee | 1242630 | 1 | 01/23/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |