Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Alan Biltz | 1032080 | 4 | 09/17/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William M Schindler | 2297384 | 3 | 05/22/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sledge Wayne Killion | 269405 | 1 | 11/18/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard A Bailey | 1260597 | 10 | 12/21/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Norbert Michael Witt | 1013032 | 5 | 09/12/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |