Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Alphonse Perreault | 1754832 | 4 | 11/28/2011 | Customer Dispute | Denied | $166,000.00 | $0.00 | See FINRA Report |
| James William Tausz | 442956 | 6 | 09/29/2011 | Customer Dispute | Denied | $11,277.90 | $0.00 | See FINRA Report |
| Brett Allen MacHtig | 1420080 | 5 | 05/02/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Harold Hull | 1139069 | 3 | 03/03/2011 | Customer Dispute | Denied | $20,172.00 | $0.00 | See FINRA Report |
| Duane M Roth | 4784123 | 1 | 10/05/2010 | Customer Dispute | Denied | $35,199.00 | $0.00 | See FINRA Report |
| Jarrod Charles Nunn | 4428564 | 2 | 06/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Teresa N Palmer | 1455601 | 3 | 06/14/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard A Bailey | 1260597 | 10 | 04/15/2010 | Customer Dispute | Denied | $98,521.30 | $0.00 | See FINRA Report |
| Richard A Bailey | 1260597 | 10 | 08/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kimberly Mae Johnson | 3127396 | 1 | 07/09/2009 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |