Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darren Francis Schneck | 3056724 | 2 | 12/13/2006 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Norbert Michael Witt | 1013032 | 5 | 02/28/2006 | Customer Dispute | Withdrawn | $5,017.00 | $0.00 | See FINRA Report |
| Randolph Stephen Moore | 1873374 | 6 | 11/14/2005 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Marshall Reed Lohrenz | 4178635 | 1 | 10/18/2005 | Customer Dispute | Denied | $34,253.50 | $0.00 | See FINRA Report |
| Ann Karen Kilmer | 3178525 | 1 | 09/08/2005 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Teresa N Palmer | 1455601 | 3 | 09/01/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Charles Artmann | 1420468 | 1 | 08/15/2005 | Customer Dispute | Award / Judgment | $1,391,810.00 | $1,150,000.00 | See FINRA Report |
| Roderick Joseph Clark | 1550212 | 1 | 08/04/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Gotta | 1219917 | 4 | 05/26/2005 | Customer Dispute | Settled | $219,000.00 | $0.00 | See FINRA Report |
| Cortney Shane Kitchen | 2434526 | 1 | 04/11/2005 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |