Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Leslie Cunningham | 1362301 | 4 | 09/30/2014 | Customer Dispute | Denied | $55,443.00 | $0.00 | See FINRA Report |
| Donald Troy Vieth | 5100754 | 2 | 04/25/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Agnes Carolyn Medina | 4270422 | 2 | 03/27/2014 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
| Albert Joseph Matousek | 2051161 | 1 | 10/28/2013 | Customer Dispute | Settled | $11,923.00 | $0.00 | See FINRA Report |
| Nicole Yvette Redus | 3254135 | 1 | 09/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jarrod Charles Nunn | 4428564 | 2 | 09/06/2012 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Teresa N Palmer | 1455601 | 3 | 09/06/2012 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Peter John Ludwig | 1511587 | 3 | 06/04/2012 | Customer Dispute | Settled | $2,228,100.00 | $0.00 | See FINRA Report |
| James William Tausz | 442956 | 6 | 05/18/2012 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| Paul Alphonse Perreault | 1754832 | 4 | 11/28/2011 | Customer Dispute | Denied | $166,000.00 | $0.00 | See FINRA Report |