Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Troy Vieth | 5100754 | 2 | 10/18/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Frank Mayginnes Kirby | 3231939 | 1 | 08/26/2016 | Customer Dispute | Denied | $6,300.00 | $0.00 | See FINRA Report |
| Sergio Villa | 5015598 | 1 | 04/05/2016 | Customer Dispute | Withdrawn | $25,800.00 | $0.00 | See FINRA Report |
| Marvin Turner Petty | 2159488 | 1 | 03/29/2016 | Customer Dispute | Closed-No Action | $350,000.00 | $0.00 | See FINRA Report |
| Carl Willard Benedict | 1178319 | 2 | 08/14/2015 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Mark Harold Hull | 1139069 | 3 | 08/03/2015 | Customer Dispute | Denied | $5,213.93 | $0.00 | See FINRA Report |
| Jamey Carl Graham | 4382537 | 3 | 06/09/2015 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Jon Michael Zoet | 1237714 | 2 | 04/30/2015 | Customer Dispute | Denied | $7,041.07 | $0.00 | See FINRA Report |
| Brett Allen MacHtig | 1420080 | 5 | 02/13/2015 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Lennard Cuno van Der Feltz | 4630091 | 5 | 12/21/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |