Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Albert Dulac | 1411702 | 1 | 04/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron Brian Graham | 3167246 | 4 | 09/07/2021 | Customer Dispute | Settled | $4,300,950.00 | $0.00 | See FINRA Report |
| Aaron Pierce Sevigny | 4314368 | 3 | 07/23/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Blake Perlberg | 1424365 | 4 | 06/17/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Lennard Cuno van Der Feltz | 4630091 | 5 | 05/26/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lennard Cuno van Der Feltz | 4630091 | 5 | 05/25/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron Pierce Sevigny | 4314368 | 3 | 05/05/2021 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |
| Aaron Pierce Sevigny | 4314368 | 3 | 01/28/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norbert Michael Witt | 1013032 | 5 | 11/01/2020 | Customer Dispute | Withdrawn | $14,000.00 | $0.00 | See FINRA Report |
| Richard Eugene Wible | 3185799 | 5 | 08/31/2020 | Customer Dispute | Denied | $14,305.50 | $0.00 | See FINRA Report |