Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carolyn Marie Insley | 2232190 | 1 | 07/10/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley Jay Long | 3006666 | 1 | 06/24/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Randolph Stephen Moore | 1873374 | 6 | 06/16/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Craig Steven Wright | 2873252 | 1 | 05/16/2003 | Customer Dispute | Denied | $9,984.83 | $0.00 | See FINRA Report |
| Scott Allen Gidley | 1816532 | 1 | 03/06/2003 | Customer Dispute | Denied | $26,909.70 | $0.00 | See FINRA Report |
| J Lawrence Wood | 1136897 | 1 | 11/15/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Leslie Cunningham | 1362301 | 4 | 10/22/2002 | Customer Dispute | Pending | $9,744.37 | $0.00 | See FINRA Report |
| Dwight Alfred MacHael | 854221 | 2 | 08/16/2002 | Customer Dispute | Denied | $35,183.00 | $0.00 | See FINRA Report |
| Richard Eugene Wible | 3185799 | 5 | 07/03/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Norbert Michael Witt | 1013032 | 5 | 12/21/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |