Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Joseph Gotta | 1219917 | 4 | 12/05/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jody Ann Wilson | 4483236 | 1 | 10/27/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon Michael Zoet | 1237714 | 2 | 09/06/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |